- More than 30 years experience in financial services and investment banking
- Director of Equity Capital Markets for McGinn, Smith & Co., Inc.
- President of H.C. Wainwright & Co. – Director of Investment Banking
- Senior Managing Director and Director of Investment Banking and a member of the Executive Committee of Josephthal & Co., Inc.
- Practicing securities lawyer and Partner of Kelley Drye & Warren LLP; co-chaired the capital markets practice
- Successful race boat owner, latest being modified R/P 45 Pterodactyl
- Strong interest in high-performance offshore yachts
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